Apply principles of professional practice to work in the financial services industry - Assessment Task

Task 1:

As a financial adviser discuss your responsibilities for the following ethical approaches.

1. Conflict of interest :
2. Duty of care :
3. full disclosure of remuneration and fees and other conflicts of interest which may influence recommendations :
4. Litigation may put the firm and the client's management in adversarial situations, influencing management's willingness to make full disclosures and posing a self-interest threat to the firm.
5. Good Faith :
6. Guidance from supervisor :
7. Maintaining confidentiality :
8. Mission statements :
9. Non-discriminatory practices :
10. Correct use of organisational property, resources, and authority :