FNSINC401-Apply principles of professional practice to work - ASSESSMENT 3

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Task 1:

As a financial adviser discuss your responsibilities for the following ethical approaches.

  1. conflict of interest
  2. duty of care
  3. full disclosure of remuneration and fees and other conflicts of interest which may influence recommendations
  4. good faith
  5. guidance from supervisor
  6. maintaining confidentiality
  7. mission statements
  8. non-discriminatory practices
  9. correct use of organisational property, resources, and authority.

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